Compliance Officer
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Definition:
A Compliance Officer ensures that their corporation is conforming to a rule, such as a specification, policy, standard or law. They practice regulatory compliance, which describes the goal that corporations or public agencies aspire to in their efforts to ensure that personnel are aware of and take steps to comply with relevant laws and regulations.
Related Concepts:Anti-Money Laundering
Audit Committee
KYC/AML
OFAC
Regulatory Compliance
SOX
Available Positions Related to Compliance Officer: Asset & Investment Management jobs |
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